Writing evolved through different phases as the Indus-valley civilization matured and spread.
The Evolution of Early Writing in India
The Indus-Sarasvati cultural tradition represents the beginnings of the Indian civilization. This tradition has been traced back to about 7000 BCE in remains that have been uncovered in Mehrgarh and other sites.1 Its first urban phase was during the Harappan period of 2600-1900 BCE. The writing used in this phase has hitherto been called the Indus writing, but it appears that it should be properly named the Sarasvati writing2 because most of the settlements in this period were along the Sarasvati river and because the Indian tradition associates Sarasvati with learning and literacy in its earliest phase. Goddesses have symbolized later scripts as well such as Brahmi and Sarada.
It is now believed that the capture of Sutudri (Satluj) and Yamuna, the two main tributaries of the Sarasvati river, by Indus and Ganga around 1900 BCE. led to the desiccation of Sarasvati and collapse of the Harappan urban phase. The focus of the civilization started moving east and south. The Indus-Sarasvati tradition continued in a state of decline until a second urbanization began in the Ganga-Yamuna valley around 900 BCE. The earliest surviving records of this culture are in Brahmi script. This second urbanization is generally seen at the end of the Painted Gray Ware (PGW) phase and with the use of the Northern Black Polished Ware (NBP) pottery.3 Late Harappan was partially contemporary with the PGW phase so that we see a continuous series of cultural developments linking the two early urbanizations of India.
The Brahmi script as seen in the earliest surviving records was systematic, reflecting the theories of Indian grammarians.4 Literary evidence, as well as signs on early punch-marked coins, suggests that writing in India during the second urbanisation goes back much before the middle of the first millennium BCE. The punch-marked coins5 use a Harappan weight standard. The coins appear to have been originally issued as silver blanks by traders and their weights were checked by traders who put their own marks on the coins. By the sixth century BCE. the kings began putting their own issuing marks on the coins. These pictorial marks were generally representative of the meaning of the king’s name. Pran Nath and Fabri noted the striking similarities in the iconography of the Harappan seals and the punch-marked coins.6
Another script used in Mauryan India was called Kharosthi(Ass-lip). Used mainly in Northwest India and Central Asia for a few centuries, it is believed that Kharosthi was derived from the Aramaic script and adapted to the sounds of Indo-Aryan under the apparent influence of Brahmi. Like Aramaic, it was written from right to left. Its name appears to play on the cursive nature of its characters. Kharosthi characters have been seen as far as in Bali.7
The evolution of writing in India after Brahmi is well understood and needs no recounting. But it may be noted that all the modern scripts of India, for Indo-Aryan as well Dravidian languages, as well as the scripts of Sri Lanka, Tibet, Southeast Asia, including the original scripts of Philippines and Indonesia, are derived from Brahmi. Furthermore, Indian numerals, whose evolution is tied up with that of Brahmi, have now been universally adopted. Therefore the story of the development of Brahmi is of considerable interest.
The recent discovery of the astronomical code at the basis of the Rgveda8 also raises important questions regarding writing in ancient India. Even the most conservative estimates date the Rgveda to the second millennium BCE. although the fact of the drying up of the Sarasvati, the major river of the Rgvedic era, around 1900 BCE. indicates that the Rgveda was probably completed in the third millennium BCE. In any case, the existence of an intricate astronomical code suggests that the earliest Vedic phase was characterized by knowledge of writing. The continuity in the Vedic tradition then suggests that writing was not forgotten in the second millennium BCE.
The paper presents an overview of the connections between Sarasvati and Brahmi in light of the new archaeological discoveries.
We begin with a brief review of the Indus-Sarasvati tradition. According to a recent estimate, nearly two-thirds of more than 2500 settlements of this tradition have been found along the Sarasvati river and a majority of the remaining one-third of the sites have been found in Gujarat and Uttar Pradesh; the Indus valley proper has less than 100 sites.9 The Sarasvati valleys were the heartland of this tradition and it appears that the Indus region belonged to the periphery.
This tradition was characterized in its earliest phase by cultivation and animal husbandry. Cattle pastoralism was an extremely important component of the economy and by 5500 BCE domesticated cattle were central to food production. The evolution of the culture in the Indus-Sarasvati region has been divided into four broad eras.10 The first is the early era (c. 6500- 5000 BCE) that is characterized by an absence of ceramics. The next is the regionalization era ( 5000- 2600 BCE) where distinct artifact styles (including ceramics) develop regionally. The third is the integration era ( 2600- 1900 BCE) where we see pronounced cultural homogeneity and the development of urban centres. The fourth era is that of localization ( 1900- 1300 BCE) where characteristic patterns from the integration era are seen to be blended with regional ceramic styles.
Amongst the many factors at the basis of the evolution of the tradition, changes in farming has been considered to be quite important. According to one scholar:11
Two distinct agricultural revolutions can be identi ed for the northwestern region of South Asiaduring the pre- and protohistoric period. The rst involved the establishment by the sixth millennium B.C. of a farming complex based principally on the rabi (winter sown, spring harvested) crops of wheat and barley. The second saw the addition by the early second millennium B.C. of kharif (summer sown, fall harvested) cereals including sorghum, various millets, and rice.
In the arid and semi-arid areas, buildings were made out of mud bricks and red bricks and stone but it is likely that wood structures were used in regions where wood was easily available. There was public architecture as in plazas, streets, public buildings, wells, drains, and tanks. Pottery was mass produced by using wheels and sometimes by molds. Painted decorations used a variety of geometric, animal, and oral motifs which are still popular in India. A network of long-distance trade existed. Turquoise from central Asia, lapis lazuli from northern Afghanistan, and shells from the coast of the Arabian sea have been found at Mehrgarh. The Indus-Sarasvati tradition consists of several overlapping cultures and styles that probably represent different ethnic groups. The integration era, which is the richest period of this tradition, is named Harappan after the site where the first excavations were made in 1921. Soon after the famous site at Mohenjo-Daro in Sindh was excavated. Since then thousands of other sites have been discovered. These include major sites at Dholavira, Ganweriwala, Kalibangan, Lothal and Rakhigarhi. The Harappan world covered an area of about a million square kilometers that stretches from the Himalayas in the north to the Tapti river in the south, and from the Indus river valleys in the west to the plains of the Ganga and Yamuna rivers in the east. Indus and Sarasvati, Kutch and parts of Saurashtra were the focus of the early and mature Harappan settlements whereas the upper course of Satluj, the trans-Yamuna region of Uttar Pradesh, and Saurashtra were the focus of the post-Harappan settlements.
Ceremonial structures that appear to be fire-altars have been found in Lothal and Kalibangan.12 The brick-lined fire pit has five layers of bricks just as a Vedic altar would. Dhavalikar and Atre have argued that a fire temple with an altar is to be found in the remains of Mohenjo-Daro as well.13
The surviving records of the writing of the Harappans are mainly carvings on seals, small pieces of soft stone, and copper tablets. The total number of inscribed objects is around 4200, but many of these are duplicates.14 The number of different signs used is close to 400, but these include the various numeral signs as well as the conjuncts of the more basic signs. Most texts are very brief, the average length being 5 signs, and the longest text, on a three-sided ‘amulet’, is 26 signs long. The longest inscription on a single side is 17 signs, in three lines, on a seal. The primary purpose of the seals was perhaps to mark ownership and the copper tablets may have served as amulets. A large number of seal impressions on clay have also survived. These are likely to have served as tags which were attached to bales of goods, for the reverse sides often show traces of packing materials. The impressions of the seals are likely to have served as signatures. The pictorial motifs that accompany the writing include the humped bull, buffalo, elephant, tiger, rhino, crocodile, antelope, sh, tortoise, and so on. Geometric designs include the svastika, spoked wheel, and a circle with a dot.
The Harappans seals have been recovered in Mesopotamia from the 24th century BCE onwards while Persian Gulf seals have been found in the Harappan port of Lothal. Inland the Harappans moved their goods using wheeled carts, camels, and boats. They used strikingly accurate weights in a series that is preserved in later Indian weights. The same unique series is also found on the island of Bahrein in the Persian Gulf suggesting this might have been their colony. Some of the weights are so tiny that they could have been used by jewellers to measure gold, others are so big that they must have been hoisted by ropes. Their products would have included fine pottery wares, jewelry, copper and bronze vessels, and woven cotton goods. The variety and extent of this trade indicate that credit-keeping and calculations were very important to the Harappans.
The seals of the historical period also carry brief texts.15 Most of the legends end represent the possessive case as in ‘(seal) of X’. There are cases where no case-ending is used, or where the ending is nominative as in religious formulae. The impressions from these seals, like the earlier seals of the Harappan period, were used to authenticate records or to serve as signatures.
Each letter in Brahmi represents a consonant combined with a. Combinations with other vowels are represented by the use of distinctive marks which modify the basic sign. Two consonants together were expressed by placing the signs for the two, one on top of another. This process of combinations makes the total number of distinctive Brahmi signs to be 330 for the 33 consonants alone, without considering the conjuncts. It is not surprising, therefore, that Sarasvati has about 400 signs, and many of these signs are modified in exactly the same regular manner as in Brahmi.
Based on morphological considerations, the Brahmi signs can be divided into two groups:16 the primary signs, and the secondary or the derived signs. These primary Brahmi signs look closest to the Sarasvati signs. Many of the Brahmi signs are the first syllables of familiar objects: thus g, ch, m, s’, h appear to have been derived from the representations of giri (hill), chatra (umbrella), matsya ( sh), sara (arrow), and hasta (hand).
An analysis of Sarasvati and Brahmi reveals connections between the two scripts that cannot be explained as arising out of chance.17 One sees that the most frequent letters of Sarasvati and Brahmi look almost identical and besides they are in the same order of frequency (Figure 6). One does encounter a change in the orientation of the signs. But such modification can also be seen in the evolution of Brahm to the later Nagari, where many signs have been turned sideways or upside-down.
Both Sarasvati and Brahmi use conjuncts where signs are combined to represent compound vowels. The core set of most frequent Sarasvati signs seems to have survived without much change in shape into Brahmi where it corresponds to the most frequent sounds of Sanskrit. The writing of numerals in Sarasvati, especially the signs for 5 and 10, appears to have carried over to Brahmi. The inscriptions appear to be proper names indicating possession. The genitive case-ending in Sanskrit is often sya or sa and in Prakrit, the ending is generally sa or ssa and this is what we frequently see in these inscriptions. This suggests that the language of the Sarasvati inscriptions is likely to have been Prakritic. It may be noted that the sign value for the case-ending was obtained independently through frequency considerations.
The attested contacts between Sumer and Harappa turn out to be invaluable in understanding a specific inscription. Sumerian documents mention the regions of Magan, Meluhha, and Dilmun as lying to the east of their land. Dilmun is identified by most scholars to be the island of Bahrein in the Persian Gulf, Magan is taken to be the coast of Makran in Baluchistan, and Meluhha is considered to refer to the region of the Indus valley. The Sumeriologist S.N. Kramer in 1952 in a translation of a Sumerian epical story ‘Enmerkar and the Lord of Aratta’ found that a fourth region to the east is described as being Bad Imin, which if freely translated, represents ‘the land of seven cities’ or ‘the land of seven high places’. (This is from badmeaning ‘city’, ia meaning ‘ ve’, and min meaning ‘two’.) Now the Vedic Indians called their land Sapta Saindhava, which Harold Bailey suggested originally meant ‘the land of seven high places’. J.V. Kinnier Wilson identified a commonly occurring combination of Sarasvati characters as representing Bad Imin or Sapta Saind-hava on the basis of parallels with Sumerian writing.18 I found that these very signs are read just the same using my Sarasvati -Brahmi theory. This provides evidence of commonality between the Harappan and the Vedic worlds. Unfortunately, the phonetic values for the most frequent Sarasvat signs do not help us in reading most of the seals and other texts. The reason for this is that the short lengths of these texts disallow unambiguous readings.
The demonstration that Sarasvati and Brahmi are related and the likelihood that the Sarasvati language was Indo-Aryan has important implications for our understanding of ancient Indian history. It also suggests that Vedic literature will be of help in understanding the nature of the Harappan phase of the Indian civilization.
Ifrah19 has sketched a plausible explanation for how the place value system of the Indian (Hindu-Arabic) numerals may have arisen upon the use of the counting boards. The place value system with its clear use of zero goes back at least to 458 CE where it is used in a Jain work on cosmology. The earliest epigraphical evidence relating to the use of the nine numerals in a place value manner goes back to 595 CE on a copperplate deed from Sankheda.
The evolution of the shapes for the other signs is well understood but it has generally been assumed that the sign for zero appeared suddenly. Recently, I sketched the developmental process that must have lead to the round form of the zero sign.20 This allows us to be more definite about the epoch when the sign was developed. It is also possible to argue as to why the zero sign in India came to be fully developed with both the place value notion as well as the notion of null value associated with it. To contrast this note that the Mayans and the Babylonians who, independently, invented their zeros picked very different forms, and these zeros were not fully developed in their conceptual and operational meaning.
Numerals were expressed in symbolic form in the place value notation in the order starting from the units. This order of representation is the order in which numbers are expressed in Classical Sanskrit. While this is how numbers up to 99 are built up in Indo-Aryan languages, the numbers above 100 were actually represented in the reverse order excepting for the last two places. In other words there existed two styles for expressing numbers that were well established: one, in formal texts where to be consistent with the structure of numerals until 99 all numbers were expressed starting with the units; second, actual writing in terms of numeral signs was in the usual place value form starting with the highest order.
The Brahmi 10 before the advent of zero was written as a fish sign, or the sign for m, lying sideways. In later forms, it was also written as with a single curving stroke, or with vertical stroke attached to a circle. It appears that the shape of zero was determined by the oval related to the fish sign of the Brahmi 10. In such a representation, the zero sign clearly had the null (sunya) value which explains its name. We also see how the two concepts expressed by the Indian zero, namely those of the place value and that of nothing, are likely to have become self-evident. Perhaps the simultaneous existence of the two forms of expressing numbers helped in the development of the dual concepts associated with the zero sign.
We encounter the vertical stroke attached to a circle form for 10 in the 1st and 2nd century CE Nasik inscriptions and in the 1st and 3rd century Andhra and Ksatrapa inscriptions. And the curved form is seen in the 4th century Jaggayapeta and Pallava grants.21 Therefore it is conceivable that the development of the zero sign occurred in these epochs.
But the above epochs do not provide a definite era for the discovery of the zero sign since it is likely that the new usage competed with the traditional number system for centuries. In fact, one would expect that inscriptions and deedplates would tend to follow the older and more commonly known style for a long time. For a parallel consider Europe where it took the Indian numerals about ve centuries after their first known appearance in the Codex Vigilanus in 976 CE to be commonly used. Even in India the older additive system with special signs for 10, 20, 30, and so on continued to be used, alongside the place value system, for centuries.
The development of the zero sign in India was motivated by numerical calculations. This is to be contrasted from the manner in which the zero signs arose in Babylon and Mexico, where the motivation was from the areas of astronomy and calendrical calculations. The Babylonian astronomical tablets use a sexagesimal numeration system. But it is imperfectly developed being partly additive and partly place valued as within the base of 60 a decimal system is used. The Babylonian system has only three specific symbols, namely those for 1, 10, and the later symbol for 0. Unless the groups of wedge marks are separated it is always possible to miscalculate the indicated number.
The Mayans, on the other hand, used a vigesimal system but with a serious irregularity since its units were 1, 20, 18 20, 18 202, 18 203, and so on. Thus in this system, the glyph representing a seashell (which is the 0) does not work as an operator, as it should in a true place-value system. Furthermore, the numbers up to 20 are additive as in the case of the Babylonian system, and therefore there exists the same possibility of ambiguity. The surviving inscriptions and codices do not write the numbers without specifying the units, which eliminates ambiguity but shows that the abstract nature of the place value number system was not fully understood. Clearly, this system was also not designed for the needs of ordinary calculations. The rationale behind the Mayan system was the counting of the days of 18 months, each of 20 days.
Philipp Frank has argued persuasively22 that new philosophical systems have followed fundamental advances in science and, furthermore, this philosophy is a mere generalization of the conceptual advance. One would, therefore, expect that such a process must have characterized the full development of the zero sign as well. In the second to third century CE, Nagarjuna founded the Madhyamika (Middle Way) school of Buddhism.23 The main philosophical thesis of this school was the concept of sunyat(voidness, emptiness, or zero-ness), that was taken to characterize the essence of nature. The word sunya represents zero in its technical sense in the earliest Indian records. Another representation of this is the Sanskrit word kha, which means space, and which was written down in the Brahmi script by a circle with a hook on top of it.
It is reasonable to suppose that the development of the zero sign provided impetus for Nagarjuna’s philosophical system. The reverse could be true, but highly unlikely because of the epigraphical evidence from the middle of the second century. The rise of a powerful philosophical school based on the power of the concept of zero, indicates that it is very probable that this epoch was when the zero sign was developed.
We now take up the question of the interregnum between the Sarasvati and the Brahmi writing periods. After the drying up of the Sarasvati river around 1900 BCE that led to the collapse of the urban Harappan civilization, the population shifted to the less arid areas of the east and the economy was transformed with concomitant changes in socio-political organization. It was during this long period that the Sarasvati script slowly transformed into the later Brahmi. The pottery marks in late second millennium BCE are reminiscent of the Sarasvati signs. It is reasonable to assume that this was the period when the logosyllabic Sarasvati was being reorganized into a proto-Brahmi script.
The evidence from the Vedic literature also speaks of a gradual relocation from the area of Sapta Sindhu which is practically identical to the Harappan domain. The earliest Vedas describe a society that is partly urban and partly agricultural and pastoral like the Harappan society. This may be seen most easily from the many occupations listed in Yajurveda. The Rgveda describes fortified towns. Rgvedic ritual requires construction of altars out of bricks. On the other hand, certain structures in the lowest layers of the Harappan ruins have been interpreted as re altars. The Brahmanas, which are appendices to the Vedas, describe the phase of slow expansion to the east, a region that was originally densely forested. They, in turn, are followed by Aranyakas and Upanisads that capture the cultural transformation, also parallelled in the Harappan evidence, that values living in forests and small farming communities. That the Vedic people were literate is indicated partially by a reference to the mark of eight that occurs in the Rgveda itself. The Aitareya Aranyaka, of the period of forest-dwelling, has a clear reference to how a pupil should do his writing. Several Upanisads describe different aspects of the alphabet.
The connection between Sarasvati and Brahmi is just one more piece of evidence that suggests that the Indus-Sarasvati tradition was Indo-Aryan and Vedic. It is generally accepted that the Indo-Aryans were present in India during the Harappan phase. But the literary evidence from the Vedic texts with its astronomical time-markers forces one to accept that the tradition must have been Vedic. Although not enough thought has been given to such a conclusion in the West, it does not contradict the different proposals by Gimbutas,24 T.V. Gamkrelidze and V.V. Ivanov,25 Colin Renfrew26 and Mallory27 that posit a dispersal of the Indo-European languages at different periods ranging from the 4th to the 7th millennium BCE. It also agrees with the analysis of the literary evidence that indicates an unbroken tradition going back to several millennia BCE.28 One might posit that the Indo-Aryans spread outside of the original Sapta Saindhava area with the spread of farming. This makes the mechanism of their expansion similar to the one that has been recently suggested for the spread of the Indo-Europeans into Europe.29
The relationship between Sarasvati and Brahmi is one more piece of evidence that interlocks with other similar evidence from archaeology and literature linking the Harappan and Ganga civilizations. It opens up a new direction for a further study of the Sarasvati script. The beginnings of the Sarasvati script remain shrouded in mystery. Might these beginnings have had any connections with the writing of the Sumerians is a tantalizing question.
Indian Journal of History of Science, vol. 28, 1994, pp. 375-388
References / Footnotes
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